Italy: filing with the CONSOB
unknown.
| Accepted formats | unknown No CONSOB-specific RoI submission instruction found. CONSOB's public DORA page (https://www.consob.it/web/area-pubblica/dora) only links EU/national legislation and sub-pages 'Orientamenti Consob' and 'Orientamenti Banca d'Italia' (both behind a bot-check and not readable on 2026-10-31). Banca d'Italia's DPM 4.0 instructions state generically that, apart from SIs, 'Le altre entità finanziarie invieranno i dati alla Banca d'Italia tramite la piattaforma INFOSTAT', and a vendor guide (low) says Italian registers go 'alle autorità tramite i canali di Banca d'Italia (Infostat)'. Treat as unverified for CONSOB-only entities. source low confidence |
|---|---|
| File naming | Notes Nothing CONSOB-specific found. If collection runs through Banca d'Italia INFOSTAT, the it-bdi pattern would apply (unverified). source low confidence |
| 2026 cycle (reference date 31 Dec 2025) | Notes No CONSOB-issued 2026 RoI timetable found. Secondary sources only cite Banca d'Italia's 15 March 2026 deadline. reference date 2025-12-31 source low confidence |
| 2027 cycle (reference date 31 Dec 2026) | reference date 2026-12-31 esa transmission deadline 2027-03-31 source low confidence |
| Who files here | Investment firms (SIM) - per law-firm commentary on D.Lgs. 23/2025; Trading venue operators / markets; Asset managers (SGR) for conduct matters (commentary conflicts: one source assigns SGR to CONSOB, another to Banca d'Italia) source medium confidence |
| Quirks | D.Lgs. 10 March 2025 n. 23 (GU n. 58 of 11 March 2025) designates Banca d'Italia, CONSOB, IVASS and COVIP as DORA competent authorities, each for its own supervisory perimeter; for incidents, the first receiving authority forwards to the others (art. 4(2)).; CONSOB notice of 23 January 2025 (avviso_20250123) declares compliance with the ESAs' Joint Guidelines on supervisory cooperation and information exchange under DORA (JC/GL/2024/36), which govern RoI transmission between NCAs and ESAs; seen only via search snippet.; For comparison, the other Italian authorities published 2026 dates: Banca d'Italia 15 March (annual, INFOSTAT), IVASS 31 March, COVIP 17 March 2026 for pension funds (Circolare n. 847 of 19 February 2026, LEI required). CONSOB published none. |
| Notes | consob.it DORA pages read directly 1 Nov 2026: the CONSOB 'Orientamenti' pages list only two notices (23 Jan 2025 on the ESAs' supervisory-cooperation guidelines; 15 May 2025 on the aggregated cost/loss guidelines) and relay Banca d'Italia's communications of 23 and 30 Dec 2024. No CONSOB register-of-information channel, deadline or format is published. Secondary sources point to Banca d'Italia INFOSTAT for entities it supervises prudentially; SIM/SGR filers should confirm with CONSOB directly. |
The authority's own documents
- CONSOB - DORA thematic page (links: normativa europea, normativa nazionale primaria, orientamenti ESMA/EBA/ESAs, orientamenti Banca d'Italia, orientamenti Consob)
- CONSOB - DORA Orientamenti Consob (bot-protected; not read)
- CONSOB Avviso 23 gennaio 2025 on JC/GL/2024/36 compliance (2025-01-23)
- DORA – Orientamenti Consob (notice list) (2025-05-15)
Compiled from the authority's published guidance on 31 October 2026, with a source and confidence per field. Low confidence means the authority has not published it in writing and the statement is an inference from standing rules or a third party. Check the authority's page before the window opens, and send corrections to hello@roifile.com.