Roifile

Templates

B_06.01 b_06.01.csv

Key: c0010 + c0040. Rows with the same key are rejected (806); an empty key cell rejects the file (805). References: c0040 must exist in B_01.02 (807). Referenced by: B_02.02 c0050+c0020.

ColumnMeaningTypeAllowed values
c0010 keyFunction Identifiertext
c0020Licenced activitycode
131 codes
  • eba_TA:qx277 Non-life reinsurance activities
  • eba_TA:qx278 Life-reinsurance activities
  • eba_TA:x104 Foreign exchange services
  • eba_TA:x133 Reception and transmission of orders
  • eba_TA:x134 Execution of orders on behalf of clients
  • eba_TA:x136 Portfolio management
  • eba_TA:x137 Investment advice
  • eba_TA:x138 Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
  • eba_TA:x139 Placing of financial instruments without a firm commitment basis
  • eba_TA:x140 Operation of an MTF
  • eba_TA:x141 Operation of an OTF
  • eba_TA:x143 Granting credits or loans to investors
  • eba_TA:x144 Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
  • eba_TA:x146 Investment research and financial analysis
  • eba_TA:x147 Services related to underwriting
  • eba_TA:x162 Taking deposits and other repayable funds
  • eba_TA:x163 Lending activities
  • eba_TA:x164 Financial leasing
  • eba_TA:x165 Issuing and administering other means of payment
  • eba_TA:x166 Guarantees and commitments
  • eba_TA:x167 Guarantees and commitments related to securities lending and borrowing, within the meaning of point 6 of Annex I to Directive 2013/36/EU
  • eba_TA:x168 Trading for own account or for account of customers
  • eba_TA:x169 Participation in securities issues and the provision of services relating to such issues
  • eba_TA:x170 Advisory services
  • eba_TA:x171 Money broking
  • eba_TA:x172 Portfolio management and advice
  • eba_TA:x173 Dealing on own account
  • eba_TA:x174 Safekeeping and administration of securities
  • eba_TA:x175 Safekeeping and administration of financial instruments for the account of clients
  • eba_TA:x176 safe-keeping and administration in relation to shares or units of collective investment undertakings
  • eba_TA:x177 non-core services (safekeeping and administration in relation to units of collective investment undertakings)
  • eba_TA:x178 Safe custody services
  • eba_TA:x179 Credit reference services
  • eba_TA:x180 Issuing electronic money
  • eba_TA:x181 reception and transmission of orders for crypto-assets on behalf of clients
  • eba_TA:x182 Portfolio management on crypto-assets
  • eba_TA:x183 management of portfolios of investments (AIFMD)
  • eba_TA:x184 management of portfolios of investments (UCITSD)
  • eba_TA:x185 Non-Life Insurance: Classes 1 and 2: ‘Accident and Health Insurance’
  • eba_TA:x186 Non-Life Insurance: Classes 1 (fourth indent), 3, 7 and 10: ‘Motor Insurance’
  • eba_TA:x187 Non-Life Insurance: Classes 1 (fourth indent), 4, 6, 7 and 12: ‘Marine and Transport Insurance’
  • eba_TA:x188 Non-Life Insurance: Classes 1 (fourth indent), 5, 7 and 11: ‘Aviation Insurance’
  • eba_TA:x189 Non-Life Insurance: Classes 8 and 9: ‘Insurance against Fire and other Damage to Property’
  • eba_TA:x190 Non-Life Insurance: Classes 10, 11, 12 and 13: ‘Liability Insurance’
  • eba_TA:x191 Non-Life Insurance: Classes 14 and 15: ‘Credit and Suretyship Insurance’
  • eba_TA:x192 Non-Life Insurance: All classes, at the choice of the Member States, which shall notify the other Member States and the Commission of their choice
  • eba_TA:x193 Life Insurance: The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) excluding those referred to in II and III
  • eba_TA:x194 Life Insurance: Marriage assurance, birth assurance
  • eba_TA:x195 Life Insurance: The insurance referred to in points (a)(i) and (ii) of Article 2(3), which are linked to investment funds
  • eba_TA:x196 Life Insurance: Permanent health insurance, referred to in point (a)(iv) of Article 2(3)
  • eba_TA:x197 Life Insurance: Tontines, referred to in point (b)(i) of Article 2(3)
  • eba_TA:x198 Life Insurance: Capital redemption operations, referred to in point (b)(ii) of Article 2(3)
  • eba_TA:x199 Life Insurance: Management of group pension funds, referred to in point (b)(iii) and (iv) of Article 2(3)
  • eba_TA:x200 Life Insurance: The operations referred to in point (b)(v) of Article 2(3)
  • eba_TA:x201 Life Insurance: The operations referred to in Article 2(3)(c)
  • eba_TA:x202 insurance distribution
  • eba_TA:x203 reinsurance distribution
  • eba_TA:x204 Investment services related to the underlying of the derivatives
  • eba_TA:x205 Retirement-benefit related operations and activities arising therefrom
  • eba_TA:x206 issuance of credit ratings
  • eba_TA:x207 administering the arrangements for determining a benchmark
  • eba_TA:x208 collecting, analysing or processing input data for the purpose of determining a benchmark
  • eba_TA:x209 determining a benchmark through the application of a formula or other method of calculation or by an assessment of input data provided for that purpose
  • eba_TA:x210 publication of benchmark
  • eba_TA:x211 Provision of crowdfunding services
  • eba_TA:x212 ancillary non-securitisation services
  • eba_TA:x213 ancillary securitisation services
  • eba_TA:x214 collection and maintenance of the records of derivatives (non-SFTs)
  • eba_TA:x215 collection and maintenance of the records of SFTs
  • eba_TA:x216 collection and maintenance of the records of securitisations
  • eba_TA:x217 activity as approved publication arrangement
  • eba_TA:x218 activity as consolidated tape provider
  • eba_TA:x219 activity as approved reporting mechanism
  • eba_TA:x220 Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account
  • eba_TA:x221 Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account
  • eba_TA:x222 Execution of payment transactions, including transfers of funds on a payment account with the user’s payment service provider or with another payment service provider
  • eba_TA:x223 Execution of payment transactions where the funds are covered by a credit line for a payment service user
  • eba_TA:x224 Issuing of payment instruments and/or acquiring of payment transactions
  • eba_TA:x225 Money remittance
  • eba_TA:x226 Payment initiation services
  • eba_TA:x227 Account information services
  • eba_TA:x228 Providing custody and administration of crypto-assets on behalf of clients
  • eba_TA:x229 operation of a trading platform for crypto-assets
  • eba_TA:x230 Operation of a Regulated Market
  • eba_TA:x231 exchange of crypto-assets for funds
  • eba_TA:x232 exchange of crypto-assets for other crypto-assets
  • eba_TA:x233 execution of orders for crypto-assets on behalf of clients
  • eba_TA:x234 placing of crypto-assets
  • eba_TA:x235 providing advice on crypto-assets
  • eba_TA:x236 providing transfer services for crypto-assets on behalf of clients
  • eba_TA:x237 issuance of asset-referenced tokens
  • eba_TA:x238 notary service
  • eba_TA:x239 central maintenance service
  • eba_TA:x240 settlement service
  • eba_TA:x241 Organising a securities lending mechanism, as agent among participants of a securities settlement system
  • eba_TA:x242 collateral management services
  • eba_TA:x243 general collateral management services
  • eba_TA:x244 Establishing CSD links, providing, maintaining or operating securities accounts in relation to the settlement service, collateral management, other ancillary services
  • eba_TA:x245 Settlement matching, instruction routing, trade confirmation, trade verification
  • eba_TA:x246 Services related to shareholders’ registers
  • eba_TA:x247 Supporting the processing of corporate actions, including tax, general meetings and information services
  • eba_TA:x248 New issue services, including allocation and management of ISIN codes and similar codes
  • eba_TA:x249 Instruction routing and processing, fee collection and processing and related reporting
  • eba_TA:x250 Providing regulatory reporting
  • eba_TA:x251 "Providing information, data and statistics to market/census bureaus or other governmental or inter-governmental entities"
  • eba_TA:x252 Providing IT services
  • eba_TA:x253 "Providing cash accounts to, and accepting deposits from, participants in a securities settlement system and holders of securities accounts, within the meaning of point 1 of Annex I to Directive 2013/36/EU"
  • eba_TA:x254 "Providing cash credit for reimbursement no later than the following business day, cash lending to pre-finance corporate actions and lending securities to holders of securities accounts, within the meaning of point 2 of Annex I to Directive 2013/36/EU"
  • eba_TA:x255 " Payment services involving processing of cash and foreign exchange transactions, within the meaning of point 4 of Annex I to Directive 2013/36/EU"
  • eba_TA:x256 Treasury activities involving foreign exchange and transferable securities related to managing participants’ long balances
  • eba_TA:x257 Any other NCA-permitted non-banking-type ancillary services not specified in Annex of Regulation (EU) No 909/2014 (CSDR) - Section B
  • eba_TA:x258 Any other NCA-permitted Banking-type ancillary services not specified in Annex of Regulation (EU) No 909/2014 (CSDR) - Section C
  • eba_TA:x259 interposition between counterparties
  • eba_TA:x260 risk management
  • eba_TA:x261 legal and fund management accounting services
  • eba_TA:x262 customer inquiries
  • eba_TA:x263 valuation and pricing, including tax returns
  • eba_TA:x264 regulatory compliance monitoring
  • eba_TA:x265 maintenance of unit-/shareholder register
  • eba_TA:x266 unit/shares issues and redemptions
  • eba_TA:x267 maintenance of unit-holder register
  • eba_TA:x268 unit issues and redemptions
  • eba_TA:x269 contract settlements (including certificate dispatch)
  • eba_TA:x270 distribution of income
  • eba_TA:x271 record keeping
  • eba_TA:x272 Marketing
  • eba_TA:x273 services necessary to meet the fiduciary duties of the AIFM
  • eba_TA:x274 investment advice concerning one or more of the instruments listed in Annex I, Section C to Directive 2004/39/EC
  • eba_TA:x275 Ancillary services
  • eba_TA:x276 supporting function
  • eba_TA:x28 Payment services
c0030Function nametext
c0040 keyLEI of the financial entitytext
c0050Criticality or importance assessmentcode
  • eba_BT:x21 Assessment not performed
  • eba_BT:x28 Yes
  • eba_BT:x29 No
c0060Reasons for criticality or importancetext
c0070Date of the last assessment of criticality or importancedate yyyy-mm-dd
c0080Recovery time objective of the functioninteger
c0090Recovery point objective of the functioninteger
c0100Impact of discontinuing the functioncode
  • eba_ZZ:x791 Low
  • eba_ZZ:x792 Medium
  • eba_ZZ:x793 High
  • eba_ZZ:x799 Assessment not performed

Codes are written with their prefix exactly as shown (for example eba_GA:IE), in lower-case files named b_06.01.csv, columns in any order, header cells lower case.